Compliance File Checker - Wealth Management, London, Remote, £40,000 - £45,000 + Excellent
Compliance File Checker - Wealth ManagementLocation: London Fully RemoteSalary: £40,000 - £45,000 + Excellent BenefitsAre you a technically strong Paraplanner, Report Writer, or File Checker looking for a role where your expertise genuinely makes a difference?This is an opportunity to join a highly respected, fully independent Chartered IFA firm whose reputation has been built on delivering exceptional financial advice and outstanding client outcomes. With continued growth and a strong presence in the industry, they are now looking to strengthen their compliance team with a detail-driven professional who takes pride in maintaining the highest advice standards - all from the flexibility of a fully remote role.If you enjoy working with technical detail, ensuring advice quality, and influencing best practice, this could be the perfect next step in your career.The OpportunityYou''ll play a vital role in protecting and enhancing the quality of advice delivered across the business. Working closely with advisers and the wider compliance team, your responsibilities will include:Reviewing adviser files across pensions and investment businessEnsuring suitability reports meet FCA requirements and internal compliance standardsIdentifying gaps or inconsistencies and providing clear, constructive feedbackSupporting ongoing monitoring and quality assurance across the firmEnsuring any remedial work is completed thoroughly and to the highest standardYour work will directly support the ..... full job details .....
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