Compliance Consultant
Compliance ConsultantRed Recruitment is looking to recruit experienced compliance consultant with previous pensions and investments experience and a good awareness of the UK regulatory environment.The salary is up to 52000 per annum and the successful candidate must have previous compliance experience.Benefits and Package for a Compliance Consultant:Salary: CompetitiveHours: Full-timeContract Type: PermanentLocation: LiverpoolGenerous Holiday AllowanceKey Responsibilities of a Compliance Consultant:Complete scheduled monitoring reviews in a timely manner.Identify and investigate issues and/or trends which may adversely affect the businesses'' ability to comply with applicable legislation and/or regulations.Produce compliance monitoring review reports for Senior Management.Follow-up activities to ensure effective remediation of issues identified from the monitoring reviews and take responsibility for the delivery of agreed corrective actions and resolution of issues where appropriate.Maintain a close working relationship with other departments, particularly the AdvisedSales Force, Guidance team, Legal, Investment Operations, Pensions Administration,Operations Control and HR teams.Manage the internal Complaints and Breaches mailbox ensuring all notifications are logged accordingly and escalated and dealt with in a timely manner.Log and track all firm breaches, ensuring that each breach is documented accurately, escalated, and investigated in line with company ..... full job details .....
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!