Compliance Associate
Compliance Associate 35k - 40k per annum + benefitsLondon / Hybrid (4 days a week onsite)Permanent Are you an organised and detail-focused compliance professional looking for your next challenge? Do you enjoy working across a broad range of compliance activities, from monitoring and reporting to training and policy development? If so, this could be the opportunity you''ve been looking for.We''re recruiting on behalf of a highly respected financial services organisation seeking a Compliance Associate to join its collaborative Compliance team. You''ll play a key role in supporting regulatory compliance across the business, helping to identify, monitor and mitigate risk while ensuring robust processes and controls remain in place.This is an excellent opportunity to broaden your compliance expertise, gain exposure to a wide variety of regulatory activities and work alongside experienced professionals in a supportive environment.What you''ll be doingMaintaining key internal compliance registers, including Insiders, Breaches and Incidents, Gifts and Entertainment, Personal Trades, Conflicts of Interest and Internal Training.Developing, completing and reporting on compliance monitoring activities covering client trades, personal account dealing, transactions, communications and social media.Supporting the implementation and ongoing use of online compliance monitoring systems, acting as a liaison with system providers where required.Carrying out ad hoc compliance reviews, assurance ..... full job details .....
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