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Permanent

Compliance Assistant

Cheltenham
money-bag 26000.00-26000.00 Annual
Posted 1 week ago

You already understand what good compliance looks like. You know the difference between ticking a box and genuinely embedding a compliance culture - and you care about the latter. You have worked in a financial services environment, you are comfortable with FCA regulations, and you are looking for somewhere that will trust you, challenge you, and grow with you. If that sounds familiar, read on. "Compliance here is not a back-office function. It sits at the heart of everything the firm does - and the team is built to reflect that." Salary up to £30,000 - 30 hours a week and hybrid working A well-established, FCA-regulated financial planning firm in Cheltenham is looking for a Compliance and Operations Assistant to join its close-knit compliance team. Reporting to the Compliance Director, this is a hands-on, broad-ranging role where no two weeks look the same. The firm operates across multiple businesses under one group, meaning the successful candidate will gain exposure to a genuinely wide scope of compliance and operational activity - from regulatory monitoring and file reviews to quality checking advice reports and supporting the Training and Competency scheme. This is not a siloed role. The Compliance and Operations Assistant will work closely alongside both the Compliance Director and the Operations Director, acting as a real point of collaboration rather than simply an administrator. The firm expects the person in this role to ask questions, contribute ideas, and ..... full job details .....

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