Compliance Assistant - £40,000 - £45,000 FTE Waltham Cross Part time role 3 days a week (1/3 days WFH) This is a highly reputable IFA practice that offers holistic financial planning and discretionary fund management services to HNW clientele. The practice has a range of loyal clients that wins business through word-of-mouth, referrals and repeat clients, and has experienced consistent business growth over the last couple of years and has enjoyed high client retention. The firm has a friendly working environment, which is reflected in their low staff turnover, with most staff having worked there for many years. This position will suit a Level 4 Diploma qualified individual with a Compliance background and will work alongside the Compliance Director to provide consistently high service levels to clients. It will also involve some cross over with the Paraplanning team to assist with non-client facing tasks. Role Responsibilities: The position will provide support in compliance, money laundering and data protection areas of the firm Undertake due diligence of funds and providers Post sale file checks on investments, pensions, insurance products Data reporting and management Aid training and competence of staff based on data and information gathered Ensure delivery of GDPR requirements Undertake annual Sanctions Checks on the client bank Produce AML/Fraud/Consumer Duty reports to aid the delivery of board reports Implement new regulation changes Where required, you will ..... full job details .....