https://jobs.co.uk/job/compliance-analyst-nigel-james-associates-ltd--2689303a-61cc-4611-b6f7-89e937d7707e RSS feed for Compliance Analyst at NIGEL JAMES ASSOCIATES LTD. en-gb Sun, 20 Sep 2026 03:50:39 GMT https://jobs.co.uk/job/compliance-analyst-nigel-james-associates-ltd--2689303a-61cc-4611-b6f7-89e937d7707e https://jobs.co.uk/job/compliance-analyst-nigel-james-associates-ltd--2689303a-61cc-4611-b6f7-89e937d7707e Sat, 19 Sep 2026 11:53:15 GMT Location: Bath | Salary: 10000-500000 Annual | Type: Permanent | A growing and well-established Financial Planning business is looking to appoint a Compliance and Quality Assurance Analyst to join its team in Bath. This is an excellent opportunity for an experienced Compliance professional, or a technically strong Paraplanner looking to transition into a compliance career, who is looking for a varied role with genuine scope for progression. The position will work closely with Financial Planners, Paraplanners and the wider business, providing day-to-day compliance and quality assurance support across the firm. The Role: Working closely with the wider team, you will help maintain high standards of advice quality, regulatory compliance and client outcomes. Your responsibilities will include: Conducting pre-sale and post-sale file reviews and quality assurance checks Reviewing suitability reports, advice files and client documentation Providing compliance support and constructive challenge to Financial Planners and Paraplanners Supporting AML processes, including Source of Wealth and Source of Funds checks Monitoring advice quality and identifying recurring issues or areas for improvement Supporting Consumer Duty monitoring and assessment of client... Permanent