Compliance Analyst £55,000 + Bonus Tier-A Fund Manager
The Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.Client DetailsOur client is a well-established fund manager based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture and a strong commitment to regulatory integrity.DescriptionConduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.ProfileThe successful candidate will have:1-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.Working understanding of key regulatory ..... full job details .....
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