Compliance Advisory, SVP
Company Overview: A leading banking group with an integrated network across key markets. The company serves individuals, institutions, corporates, and governments through its core business divisions, including wealth management, investment management, global markets, and banking. With a workforce of thousands worldwide, the firm is committed to delivering client-centric solutions and maintaining high standards of integrity and professionalism.Department Overview: The Compliance department plays a critical role in ensuring regulatory adherence and upholding ethical standards across the organization. The team works closely with business units to align operations with industry regulations and internal policies. This is a trading floor-based role that offers the opportunity to contribute to a culture of compliance and trust.Role Description: Reporting to a senior member of the Compliance Advisory team, this position involves:Providing compliance coverage and day-to-day regulatory advice to macro markets businesses, addressing transactional and operational issues as they arise.Supporting broader compliance efforts across fixed income trading floors, including FX, rates, credit, equity, prime brokerage, and structured products.Acting as a key stakeholder for applicable regulations (e.g., MiFID, MAR, Short Selling).Monitoring regulatory changes affecting the business and briefing senior management on their impact.Participating in regulatory projects to ensure efficient ..... full job details .....
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