Compliance Advisory Officer
We have an exciting opportunity for a Compliance Officer to join our UK Compliance team. Reporting into the Head of Compliance Advisory, your position will involve supporting the Compliance Advisory function in ensuring that the firm meets its regulatory objectives.Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week.Key ResponsibilitiesAssist in delivery of an effective compliance advisory function within CMC Markets'' UK regulated FirmsProviding daily regulatory advice to the business to ensure that commercial enterprises are conducted wholly in accordance with CMC''s regulatory obligationsActing as Compliance lead and/ or Compliance stakeholder for key commercial and regulatory change projectsProactive liaison with project stakeholders across the business and working cooperatively to ensure completion within deadlines. Report progress and escalate issues to the Head of Compliance Advisory and the Chief Compliance Officer.Being a key stakeholder/ Compliance lead for new product launches from a regulatory advisory perspectiveAssisting in coordinating key workstreams, projects and tasks (regular and ad hoc) within the Compliance team and across the businessAssisting in the day to day management of the Compliance Advisory InboxDevelop good working relationships with key stakeholders across the CMC GroupPromotion of a good compliance culture within the Compliance team and across the ..... full job details .....
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