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Permanent

Compliance Administrator

Warwick
money-bag 26000.00-26000.00 Annual
Posted 2 days ago

Kick-start your compliance career with a respected financial services firm as a Compliance Administrator. Supporting the Compliance Officer and wider team, you''ll help ensure the business operates to the highest regulatory standards while developing your own skills in a supportive environment. Benefits:Salary: Up to 30,000 (DOE)FULLY OFFICE BASED IN NEWCASTLE-UNDER-LYMEHybrid available but only in Warwick and Edgbaston (3 days office/2 days WFH)31 Days Holiday (Inclusive of Bank Holidays)Pension auto-enrolment scheme - Salary sacrifice availableGroup Life Cover (x4 salary) and Income ProtectionCompany sick payEmployee Assistance Programme and Financial Wellbeing SupportMonday to Friday - 08:30 to 17:00Locations: Warwick, Edgbaston, Newcastle-under-Lyme Role and Responsibilities:Support the Compliance Officer and wider team with monitoring, reporting, and reviewsPerform risk assessments and ensure compliance with laws, regulations, and internal policiesAssist with file checking, adviser observations, and quarterly 1:1 meetingsReview marketing materials and client documentation for regulatory complianceSupport with TandC plans, competency testing, and annual FIT assessmentsHelp prepare for audits, complete reports, and follow up on actionsInvestigate issues, escalate concerns, and assist with complaints resolutionPromote a culture of compliance across the business through training and collaboration Required Skills and Experience:Previous experience in financial services, ..... full job details .....

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