CMS Analyst
CMS Analyst - Communications andamp; Trade Surveillance (Fixed Income) Location: LondonCorporate Title: AnalystDepartment: Compliance Service Unit (CPLE)Reporting Line: UK Head of SurveillanceEmployment Type: Temporary About the Role We are seeking a highly motivated CMS to join our Communications andamp; Trade Surveillance team, with a strong focus on Fixed Income and FX markets.This role sits within the Compliance Service Unit (CPLE), responsible for safeguarding the firm''s market integrity through robust monitoring, detection, and escalation of market conduct risks.You will play a critical role in proactively identifying potential market abuse, conduct breaches, and regulatory risks through both communications and trade surveillance activities, with an initial focus on communications and a clear Pathway into trade surveillance coverage. Key Responsibilities Surveillance andamp; Risk Monitoring Conduct communications surveillance across Fixed Income and other capital markets desks, identifying potential misconduct, market abuse, or regulatory breachesProgress into trade surveillance coverage across Fixed Income and FX products, analysing trading patterns and behavioural anomaliesInvestigate alerts and produce high-quality case reviews, ensuring clear documentation and escalation where necessaryMaintain strong oversight of market conduct risks, including insider trading, front running, spoofing, and information leakage Regulatory andamp; Control Framework Ensure compliance ..... full job details .....
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!