Client Due Diligence Analyst / Manager , KYC , AML , Investment Management , EDINBURGH

Overview

Client Due Diligence Analyst / Manager , KYC , AML , Investment Management , EDINBURGHA highly credible Financial Advisory and Investment Management firm based in the City Of London.Responsibilities

Join an exciting new team based in Edinburgh.Support the new AML and Onboarding department.Ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure compliance with the company’s Anti-Financial Crime policies and all applicable regulatory requirements.Carry out appropriate Client Due Diligence, KYC and AML checks on all new Investment Management clients in accordance with policies and procedures.Issue client documentation to all new customers.Provide advice and assistance to Front-Office on on-boarding policies and documentation requirements.Analyze and due diligence of AML / Sanction screening alerts; recognise high risk files, PEPs, adverse information, reputational risk and other compliance/financial crime risk triggers; undertake enhanced due diligence as needed and escalate where necessary.Support the MLRO in wider aspects of KYC, Client Onboarding and Financial Crime prevention, including AML, ABC, Sanctions, Tax Compliance and CTF.Qualifications

Previous AML/KYC, Client onboarding / Client Due Diligence experience, preferably within an investment management firm.Team management experience is helpful but not essential.Some experience with Jersey based clients would be helpful.Experience in Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions and High-Risk Markets.Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations Qualification and Skills.Seniority level

Not ApplicableEmployment type

Full-timeJob function

Finance, Analyst, and Quality AssuranceIndustries

Investment ManagementFinancial ServicesInvestment ..... full job details .....