CASS Operations Specialist

Since launching in 1989, CMC Markets (CMC) has become one of the world''s leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13 countries.SUMMARY OF ROLEThe role supports the firm''s regulatory obligations under the FCA''s Client Assets Sourcebook (CASS) by providing day-to-day oversight, assurance and subject-matter expertise across CMC Markets'' UK regulated entities. Operating at Senior Specialist / Principle Specialist level, the position contributes to the design, maintenance and continual enhancement of the firm''s CASS control framework.ROLE AND RESPONSIBILITIESGovernance and OversightSupport the operation of the firm''s CASS Governance Framework, ensuring clear ownership and accountability of CASS responsibilities across business areas.Prepare content and contribute to the monthly CASS Governance Committee, providing analysis, insight and recommendations.Act as a key internal contact for CASS-related queries, providing guidance to stakeholders across Operations, Compliance, Finance and BI.Assist the CASS Oversight Function in responding to internal and external audit requests as well as regulatory enquiries.Risk Management and AssuranceMaintain and update the CASS Risk and Control Matrix, ensuring risks, mitigations and testing results are documented and kept current.Support the management of the CASS Breach Log, ensuring breaches are captured ..... full job details .....