Business Compliance Consultant

Business Compliance ConsultantRed Recruitment is looking to recruit experienced compliance consultant with previous pensions and investments experience and a good awareness of the UK regulatory environment.The salary is up to 52000 per annum and the successful candidate must have previous compliance experience.Benefits and Package for a Business Compliance Consultant:Salary: CompetitiveHours: Full-timeContract Type: PermanentLocation: LiverpoolGenerous Holiday AllowanceKey Responsibilities of a Business Compliance Consultant:Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistencyReview and assess Adviser recommendations to clients for suitability and for compliance with internal procedures and wider legislation, in respect of the firm''s discretionary managed service, ISAs, Pension, annuity broking, pension transfers/switches and drawdown. Communicate any findings with both the Adviser and appropriate senior managementEffectively assess and oversee the resolution of remedial action to ensure satisfactory completionAssist with the delivery of the Compliance Monitoring Plan (CMP)Complaints handling and reportingReview and sign off literature and educational presentations against internal requirements, relevant legislation and rules including HMRC and the FCA Financial Promotion rulesUndertake, monitor and record anti-money laundering checksCarry out peer checksKeep up to date with relevant UK Legislation that ..... full job details .....