Broker Back office Supervisor

Quick Registration: First Name *, Last Name *, e-mail *, Phone *, Sector, Location

Our client is a Global Financial Broking firm in London.

Job Opportunities:

Client Onboarding KYC Associate - 5 days a week in London

Administration Assistant – Financial Services

Our client is a Financial Market making company in London.

Details of the Position:

Date: 25 Aug 2023

Sector: FINANCIAL MARKETS

Type: Permanent

Location: London

Salary: £70,000 - 75,000 per annum

Email: duncan@taylorjamesresourcing.com

Ref: db3485

We are seeking a candidate with experience in Back Office / Futures Trade Reporting.

This role offers an exciting opportunity for a practically minded, experienced professional to oversee and own the back-office operations of our regulated business.

Responsibilities include:

Overseeing back-office controls and oversight processes, ensuring compliance with regulatory requirements and firm policies.

Liaising with broking desks on IT, Compliance, Client Onboarding, and Client matters.

Understanding broker commissions and drafting a broker’s commission manual.

Ensuring back-office coverage across all jurisdictions.

Implementing end-of-day zero commission, reduced commission, and error trade reporting/reconciliation.

Supervising error handling and escalation processes.

Overseeing deal ticket submission and trade reporting to exchanges, ensuring accuracy and timeliness.

Coordinating back-office team training and updating exchange rules and policies.

Maintaining exchange memberships and updating user registrations.

Managing product updates and submissions of required documents, including ICE Annual Questionnaire.

Ensuring compliance with post-Brexit Oslo structure and liaising with the compliance team on EU/UK law adherence.

Preparing desk reports and ensuring sign-offs.

Implementing policies for review and sign-off of financial promotions.

Liaising with Credit Control to address payment issues and overdue ..... full job details .....