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Contract

Trade Surveillance SME

City
money-bag 400.00-400.00 Daily
2850586187
Posted 1 week ago

Trade Surveillance AnalystLocation: London, United KingdomAre you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade Surveillance Analyst to join their Global Surveillance team. As a Trade Surveillance Analyst, you will play a crucial role in monitoring, reviewing, and analysing the firm''s trading activities to ensure compliance with market abuse and anti-competition regulations.Responsibilities:Act as the first reviewer of exceptions arising from surveillance tools, analysing and reviewing all exceptions to resolution.Conduct targeted surveillance on higher-risk events and provide written reports with evaluative commentaries.Monitor trades to ensure the firm achieves best execution for clients.Provide analysis and develop reports on account activities, market manipulation, and broker-dealer practises.Write and maintain documented processes for tasks and team documentation.Develop enhancements to existing surveillance controls, deliver training, and update procedure documentation.Stay updated on regulatory standards, develop findings and procedure reports, and ensure compliance.Attend key business committees and external events as a representative of the Global Surveillance Team.Design, implement, and deliver training to ensure employees have up-to-date knowledge.Lead internal and external audits and compliance monitoring reviews.Conduct daily scans of ..... full job details .....

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