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Permanent

Compliance Coordinator

London
money-bag 27000.00-27000.00 Annual
2838452058
Posted 2 days ago

Are you passionate about ethics and integrity in the finance and investment industry? Do you have an eye for detail, a knack for leveraging cutting-edge technology, and a drive to ensure compliance with high ethical standards? If so, we have an exciting opportunity for you! As a Compliance Coordinator at CFA Institute, you''ll be at the forefront of protecting the integrity of the financial profession. You''ll play a key role in designing, developing, and maintaining a dynamic monitoring program that identifies CFA Institute members and candidates who may have violated the Code of Ethics and Standards of Professional Conduct. Working alongside a collaborative team and utilizing advanced technology (including AI), you''ll help ensure that our members uphold the highest ethical standards. What You''ll Do: Support the design, development, and maintenance of a monitoring program that ensures ethical conduct among CFA members and candidates.Assist in the evaluation of potential misconduct and escalate cases for further investigation when necessary.Collaborate with various departments and leverage a range of information sources to detect violations.Utilize innovative technologies and explore new tools to enhance monitoring efforts.Work closely with the Manager, Monitoring and Detection, to identify potential cases and improve processes. What We''re Looking For: Experience: 1+ years of experience in compliance, preferably within finance, investment management, or a related ..... full job details .....

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