Compliance Manager/Head of Business Our client, a financial services company who are based in London are currently looking for a ''Compliance Manager'' to join their team. You will be well educated to degree level and have gained a wealth of experience of 5-8 years and have extensive experience with dealing the IFA Markets and if you have SMF 16/17 that would also be beneficial. Duties will include:- To ensure that a strong compliance culture is recognised and Embedded across the Company. To lead the management of compliance across the operations and implement policy to meet regulatory requirements enabling the business to respond to regulatory and legislative changes. To fulfil the statutory obligations of the ''Nominated Officer'', Head of Compliance and MLRO. To hold and execute the requirements of the SMF 16 (Compliance Oversight Function) and SMF 17 (Money Laundering Reporting Function). Responsible for ensuring business has effective systems, procedures and controls for compliance with requirements and standards under the regulatory system, including risk management, financial crime, governance, Anti-Money Laundering and Data Protection Need to have worked with financial advisors Must have retail experience Reporting to the clients boards, both operating company and Group, in respect of that responsibility Maintaining effective relationship with regulatory bodies. Ensuring all notification and reporting requirements are met. Maintenance of documented and effective ..... full job details .....