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Permanent

Compliance Administrator

Northampton
money-bag 24000.00-24000.00 Annual
2856289874
Posted Yesterday

Our well respected legal services client has a vacancy for a Compliance Administrator to provide administration support within their team. You will need to have a minimum of 6 months previous office experience, good attention to detail, be an excellent communicator and reliable. The role can be fully office based, or remote working 2 days per week. This role is critical to supporting the firm to streamline the onboarding process for clients and assist fee earners with their due diligence enquiries. This role is responsible for performing client and matter opening processes and initiating client due diligence checks as part of the New Business Unit and providing support to the wider compliance team. A key function of the role will involve communicating with clients and fee earners about due diligence procedures to ensure compliance with our regulatory obligations and policies. Responsibilities: • To conduct anti money laundering (AML) checks and conflict searches on new clients and new matters including research of corporate clients entity structures and beneficial ownership arrangements • To assist clients, ensuring confidentiality at all times, with the completion of AML checks • To undertake file opening processes for new clients and new matters • To review the current documentation held for existing clients to ensure compliance with our policies and identifying any additional checks required • To maintain accurate records and documentation related to AML and conflict ..... full job details .....

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